Quick guides to good regulatory practice

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Explore our 10 guides for people starting out in regulation

Overview

Our quick guides teach the foundations of good regulatory practice and are designed for people who are new to regulatory practice.

Please share the guides with your team or others starting out in regulation.

Evidence informed regulatory practice

Covers what evidence is, why it matters, and how to apply it in practice.
Investigations and evidence

Outlines principles and steps for effective regulatory investigations.
Regulatory approaches, models and tools

Explains regulatory approaches, models, and tools and why regulators need them.
The law and the judiciary

Provides an overview of NZ law and the role of the judiciary in relation to regulators in NZ.
Regulation in New Zealand

Defines key regulatory concepts and their role in regulatory practice.
Regulatory compliance activities

Describes common compliance activities and when to use them.
Regulatory systems and stewardship

Explores stewardship, monitoring, and overseeing regulatory systems.
Professional conduct

Covers expected standards of behaviour for regulators.
Engaging as a regulator

Guidance on building trust and relationships with the public.
Communicating with regulated parties

Principles for effective communication with regulated parties.